Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$86.9M
2 +$25.5M
3 +$12.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$12.3M
5
RHT
Red Hat Inc
RHT
+$11.4M

Top Sells

1 +$66M
2 +$60.3M
3 +$33.9M
4
AAPL icon
Apple
AAPL
+$21.1M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

1 Communication Services 17.01%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$1.46M 0.12%
10,102
-3,871
177
$1.45M 0.12%
124,269
-35,795
178
$1.44M 0.12%
22,238
-8,824
179
$1.43M 0.12%
156,165
-150,075
180
$1.43M 0.12%
61,665
+58,906
181
$1.42M 0.12%
+12,892
182
$1.38M 0.11%
72,861
+40,368
183
$1.37M 0.11%
12,207
+10,523
184
$1.36M 0.11%
45,548
+28,204
185
$1.34M 0.11%
40,326
+39,206
186
$1.32M 0.11%
8,379
+3,998
187
$1.32M 0.11%
20,705
+6,955
188
$1.32M 0.11%
35,468
-4,688
189
$1.31M 0.11%
10,385
-2,721
190
$1.31M 0.11%
23,156
+7,106
191
$1.3M 0.11%
72,750
+51,321
192
$1.3M 0.11%
15,330
+4,534
193
$1.28M 0.1%
3,076
-456
194
$1.27M 0.1%
9,127
+2,584
195
$1.27M 0.1%
18,354
-1,624
196
$1.26M 0.1%
67,942
-16,271
197
$1.26M 0.1%
11,175
+11,030
198
$1.24M 0.1%
54,543
+46,819
199
$1.24M 0.1%
+5,891
200
$1.24M 0.1%
+19,452