Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$1.46M ﹤0.01%
10,102
-3,871
177
$1.45M ﹤0.01%
124,269
-35,795
178
$1.44M ﹤0.01%
22,238
-8,824
179
$1.43M ﹤0.01%
156,165
-150,075
180
$1.43M ﹤0.01%
61,665
+58,906
181
$1.42M ﹤0.01%
+12,892
182
$1.38M ﹤0.01%
72,861
+40,368
183
$1.37M ﹤0.01%
12,207
+10,523
184
$1.36M ﹤0.01%
45,548
+28,204
185
$1.34M ﹤0.01%
40,326
+39,206
186
$1.32M ﹤0.01%
8,379
+3,998
187
$1.32M ﹤0.01%
20,705
+6,955
188
$1.32M ﹤0.01%
35,468
-4,688
189
$1.31M ﹤0.01%
10,385
-2,721
190
$1.31M ﹤0.01%
23,156
+7,106
191
$1.3M ﹤0.01%
72,750
+51,321
192
$1.3M ﹤0.01%
15,330
+4,534
193
$1.28M ﹤0.01%
3,076
-456
194
$1.27M ﹤0.01%
9,127
+2,584
195
$1.27M ﹤0.01%
18,354
-1,624
196
$1.26M ﹤0.01%
67,942
-16,271
197
$1.26M ﹤0.01%
11,175
+11,030
198
$1.24M ﹤0.01%
54,543
+46,819
199
$1.24M ﹤0.01%
+5,891
200
$1.24M ﹤0.01%
+19,452