Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$1.21M 0.05%
+65,160
177
$1.18M 0.05%
41,328
+15,906
178
$1.18M 0.05%
+5,088
179
$1.18M 0.05%
45,223
+34,134
180
$1.17M 0.05%
7,706
+7,219
181
$1.14M 0.05%
20,415
+13,385
182
$1.14M 0.05%
33,324
+29,431
183
$1.14M 0.05%
17,466
+10,662
184
$1.14M 0.05%
43,312
-72,760
185
$1.14M 0.05%
24,883
-25,334
186
$1.12M 0.05%
13,897
+9,038
187
$1.12M 0.05%
+15,292
188
$1.1M 0.05%
+8,286
189
$1.1M 0.05%
+18,828
190
$1.09M 0.05%
41,228
+24,580
191
$1.09M 0.05%
95,125
+59,534
192
$1.09M 0.05%
21,545
-5,521
193
$1.09M 0.05%
+10,843
194
$1.07M 0.05%
74,241
+43,763
195
$1.07M 0.05%
15,322
+9,021
196
$1.05M 0.05%
+72,147
197
$1.05M 0.05%
+8,061
198
$1.03M 0.05%
9,947
+9,636
199
$1.03M 0.05%
+13,720
200
$1.03M 0.05%
6,410
+4,458