Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.43B
AUM Growth
-$206M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,514
New
Increased
Reduced
Closed

Top Buys

1 +$29.2M
2 +$19.6M
3 +$17.3M
4
AGN
Allergan plc
AGN
+$16.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$14.4M

Top Sells

1 +$86.4M
2 +$58.6M
3 +$49.6M
4
AAPL icon
Apple
AAPL
+$48.8M
5
NTES icon
NetEase
NTES
+$32.4M

Sector Composition

1 Consumer Discretionary 18.31%
2 Technology 17.31%
3 Healthcare 11.47%
4 Communication Services 11.25%
5 Industrials 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$1.3M 0.06%
27,238
-56,990
177
$1.29M 0.06%
53,199
-1,018
178
$1.29M 0.06%
+7,109
179
$1.28M 0.06%
27,066
+22,048
180
$1.28M 0.06%
42,905
+33,323
181
$1.26M 0.05%
+8,831
182
$1.26M 0.05%
18,675
-53,868
183
$1.26M 0.05%
+26,307
184
$1.25M 0.05%
27,322
+23,546
185
$1.25M 0.05%
6,615
-5,318
186
$1.25M 0.05%
53,562
-4,399
187
$1.24M 0.05%
45,937
+8,281
188
$1.24M 0.05%
21,486
+13,771
189
$1.23M 0.05%
6,569
-16,469
190
$1.23M 0.05%
9,324
-3,335
191
$1.21M 0.05%
8,394
-3,707
192
$1.19M 0.05%
41,389
+21,492
193
$1.19M 0.05%
+102
194
$1.19M 0.05%
23,867
+7,751
195
$1.19M 0.05%
18,682
-98,285
196
$1.18M 0.05%
+5,795
197
$1.17M 0.05%
+29,408
198
$1.17M 0.05%
48,527
-7,264
199
$1.16M 0.05%
+19,617
200
$1.16M 0.05%
26,488
-4,910