Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$952K 0.06%
+79
177
$947K 0.06%
47,046
+11,870
178
$930K 0.06%
74,481
+70,019
179
$928K 0.06%
+46,470
180
$919K 0.05%
50,027
+35,718
181
$914K 0.05%
37,422
-31,420
182
$913K 0.05%
8,224
+1,133
183
$911K 0.05%
+15,753
184
$895K 0.05%
47,988
+19,635
185
$883K 0.05%
+7,912
186
$877K 0.05%
27,152
+25,193
187
$876K 0.05%
+15,543
188
$873K 0.05%
12,658
-10,384
189
$857K 0.05%
+75,657
190
$854K 0.05%
25,245
+18,840
191
$853K 0.05%
+102,434
192
$848K 0.05%
21,381
+20,504
193
$838K 0.05%
+9,834
194
$830K 0.05%
63,754
+62,355
195
$830K 0.05%
72,629
+22,082
196
$827K 0.05%
18,814
-2,015
197
$827K 0.05%
+7,692
198
$823K 0.05%
+21,422
199
$822K 0.05%
+36,570
200
$820K 0.05%
74,468
+74,386