Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.72%
2 Communication Services 9%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1951
$8K ﹤0.01%
328
-735
1952
$8K ﹤0.01%
+400
1953
$7K ﹤0.01%
+409
1954
$7K ﹤0.01%
+848
1955
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256
-482
1956
$7K ﹤0.01%
5,730
-5,499
1957
$7K ﹤0.01%
+356
1958
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342
-566
1959
$7K ﹤0.01%
5,455
-23,512
1960
$7K ﹤0.01%
66
+65
1961
$7K ﹤0.01%
4,870
-78,294
1962
$7K ﹤0.01%
+140
1963
$7K ﹤0.01%
+612
1964
$7K ﹤0.01%
+1,191
1965
$7K ﹤0.01%
76
-175
1966
$7K ﹤0.01%
6,999
+5,109
1967
$7K ﹤0.01%
+164
1968
$7K ﹤0.01%
54
1969
$7K ﹤0.01%
+130
1970
$7K ﹤0.01%
483
-175
1971
$7K ﹤0.01%
+100
1972
$7K ﹤0.01%
697
+591
1973
$7K ﹤0.01%
+380
1974
$7K ﹤0.01%
+140
1975
$7K ﹤0.01%
+3,263