Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PRQR icon
1951
ProQR Therapeutics
PRQR
$228M
$5K ﹤0.01%
4,108
-5,801
PTN
1952
DELISTED
Palatin Technologies
PTN
$5K ﹤0.01%
9,451
+9,269
BCIC
1953
BCP Investment Corp
BCIC
$169M
$5K ﹤0.01%
+403
SCHM icon
1954
Schwab US Mid-Cap ETF
SCHM
$13.5B
$5K ﹤0.01%
214
-256
SHYF
1955
DELISTED
The Shyft Group
SHYF
$5K ﹤0.01%
+663
SNN icon
1956
Smith & Nephew
SNN
$14.1B
$5K ﹤0.01%
+198
SPXC icon
1957
SPX Corp
SPXC
$11.2B
$5K ﹤0.01%
41
-296
SUPN icon
1958
Supernus Pharmaceuticals
SUPN
$2.6B
$5K ﹤0.01%
177
+27
TSDD icon
1959
GraniteShares 2x Short TSLA Daily ETF
TSDD
$75.1M
$5K ﹤0.01%
+100
TSLR icon
1960
GraniteShares 2x Long TSLA Daily ETF
TSLR
$351M
$5K ﹤0.01%
387
-524
UEIC icon
1961
Universal Electronics
UEIC
$41.7M
$5K ﹤0.01%
935
+869
VIR icon
1962
Vir Biotechnology
VIR
$747M
$5K ﹤0.01%
789
-115,838
VNT icon
1963
Vontier
VNT
$5.5B
$5K ﹤0.01%
+155
VTWV icon
1964
Vanguard Russell 2000 Value ETF
VTWV
$834M
$5K ﹤0.01%
39
+12
WLKP icon
1965
Westlake Chemical Partners
WLKP
$648M
$5K ﹤0.01%
+219
WNC icon
1966
Wabash National
WNC
$318M
$5K ﹤0.01%
+496
XHR
1967
Xenia Hotels & Resorts
XHR
$1.31B
$5K ﹤0.01%
+446
RPT
1968
Rithm Property Trust
RPT
$110M
$5K ﹤0.01%
1,812
-245
SILA
1969
Sila Realty Trust
SILA
$1.31B
$5K ﹤0.01%
210
-242
FIAT
1970
YieldMax Short COIN Option Income Strategy ETF
FIAT
$38.3M
$5K ﹤0.01%
593
-5,338
INVX
1971
Innovex International
INVX
$1.43B
$5K ﹤0.01%
+288
BKV
1972
BKV Corp
BKV
$2.3B
$5K ﹤0.01%
+268
AREN icon
1973
Arena Group
AREN
$231M
$4K ﹤0.01%
2,390
+1,670
ATNM icon
1974
Actinium Pharmaceuticals
ATNM
$41.5M
$4K ﹤0.01%
+2,966
AVNS icon
1975
Avanos Medical
AVNS
$531M
$4K ﹤0.01%
338
-587