Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1951
$12K ﹤0.01%
75
1952
$12K ﹤0.01%
3,775
-49,612
1953
$12K ﹤0.01%
+141
1954
$12K ﹤0.01%
+74
1955
$12K ﹤0.01%
+614
1956
$12K ﹤0.01%
4,393
-4,115
1957
$12K ﹤0.01%
442
-7,351
1958
$12K ﹤0.01%
3,616
-4,842
1959
$12K ﹤0.01%
433
-5,016
1960
$12K ﹤0.01%
+672
1961
$12K ﹤0.01%
+815
1962
$12K ﹤0.01%
7,907
+2,856
1963
$12K ﹤0.01%
24,468
+11,548
1964
$11K ﹤0.01%
+213
1965
$11K ﹤0.01%
650
+622
1966
$11K ﹤0.01%
387
+236
1967
$11K ﹤0.01%
100
1968
$11K ﹤0.01%
+289
1969
$11K ﹤0.01%
+100
1970
$11K ﹤0.01%
279
+213
1971
$11K ﹤0.01%
1,059
-51,271
1972
$11K ﹤0.01%
+10,102
1973
$11K ﹤0.01%
+357
1974
$11K ﹤0.01%
+726
1975
$11K ﹤0.01%
+1,576