Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1951
$12K ﹤0.01%
306
-923
1952
$12K ﹤0.01%
296
+172
1953
$12K ﹤0.01%
1,114
-771
1954
$12K ﹤0.01%
59
+13
1955
$12K ﹤0.01%
1,377
+1,071
1956
$12K ﹤0.01%
1,403
-1,509
1957
$12K ﹤0.01%
442
-7,351
1958
$12K ﹤0.01%
3,616
-4,842
1959
$12K ﹤0.01%
433
-5,016
1960
$12K ﹤0.01%
+672
1961
$12K ﹤0.01%
+815
1962
$12K ﹤0.01%
7,907
+2,856
1963
$12K ﹤0.01%
24,468
+11,548
1964
$11K ﹤0.01%
650
+622
1965
$11K ﹤0.01%
387
+236
1966
$11K ﹤0.01%
100
1967
$11K ﹤0.01%
+289
1968
$11K ﹤0.01%
+100
1969
$11K ﹤0.01%
279
+213
1970
$11K ﹤0.01%
1,059
-51,271
1971
$11K ﹤0.01%
+10,102
1972
$11K ﹤0.01%
+357
1973
$11K ﹤0.01%
+726
1974
$11K ﹤0.01%
+1,576
1975
$11K ﹤0.01%
+159