Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.72%
2 Communication Services 9%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$8K ﹤0.01%
+68
1927
$8K ﹤0.01%
+490
1928
$8K ﹤0.01%
22,784
+3,100
1929
$8K ﹤0.01%
459
+351
1930
$8K ﹤0.01%
261
-745
1931
$8K ﹤0.01%
180
+114
1932
$8K ﹤0.01%
+642
1933
$8K ﹤0.01%
323
-229
1934
$8K ﹤0.01%
605
-71
1935
$8K ﹤0.01%
1,074
-211
1936
$8K ﹤0.01%
5,064
-32,175
1937
$8K ﹤0.01%
4,666
-19,100
1938
$8K ﹤0.01%
1,160
-453
1939
$8K ﹤0.01%
+425
1940
$8K ﹤0.01%
633
+300
1941
$8K ﹤0.01%
357
+324
1942
$8K ﹤0.01%
+312
1943
$8K ﹤0.01%
+1,840
1944
$8K ﹤0.01%
166
+118
1945
$8K ﹤0.01%
+6,396
1946
$8K ﹤0.01%
+301
1947
$8K ﹤0.01%
224
-2,434
1948
$8K ﹤0.01%
47
-11,214
1949
$8K ﹤0.01%
+169
1950
$8K ﹤0.01%
273
+159