Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$4K ﹤0.01%
+62
1927
$4K ﹤0.01%
76
1928
$4K ﹤0.01%
2,339
-145
1929
$4K ﹤0.01%
897
-1,595
1930
$4K ﹤0.01%
65
-1,490
1931
$3K ﹤0.01%
3,625
-3,682
1932
$3K ﹤0.01%
+405
1933
$3K ﹤0.01%
104
-2,077
1934
$3K ﹤0.01%
310
-1,453
1935
$3K ﹤0.01%
+96
1936
$3K ﹤0.01%
100
+11
1937
$3K ﹤0.01%
324
+259
1938
$3K ﹤0.01%
92
-253
1939
$3K ﹤0.01%
+4,056
1940
$3K ﹤0.01%
+917
1941
$3K ﹤0.01%
100
-4,054
1942
$3K ﹤0.01%
40
-64
1943
$3K ﹤0.01%
+78
1944
$3K ﹤0.01%
452
-47,838
1945
$3K ﹤0.01%
100
-350
1946
$3K ﹤0.01%
+185
1947
$3K ﹤0.01%
209
+8
1948
$3K ﹤0.01%
+1,704
1949
$3K ﹤0.01%
+430
1950
$3K ﹤0.01%
2,164
-4,241