Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$57K ﹤0.01%
17,447
1927
$57K ﹤0.01%
5,609
+497
1928
$57K ﹤0.01%
1,245
-310
1929
$57K ﹤0.01%
1,502
-2
1930
$57K ﹤0.01%
426
-9
1931
$57K ﹤0.01%
25,690
1932
$56K ﹤0.01%
5,600
1933
$56K ﹤0.01%
1,000
1934
$56K ﹤0.01%
13,718
-1,000
1935
$56K ﹤0.01%
+850
1936
$56K ﹤0.01%
2,941
1937
$56K ﹤0.01%
293
1938
$56K ﹤0.01%
2,808
+800
1939
$56K ﹤0.01%
2,248
-325
1940
$56K ﹤0.01%
1,520
-200
1941
$56K ﹤0.01%
719
-100
1942
$55K ﹤0.01%
1,060
1943
$55K ﹤0.01%
761
+200
1944
$55K ﹤0.01%
1,278
-200
1945
$54K ﹤0.01%
2,445
-1,897
1946
$54K ﹤0.01%
6,237
1947
$54K ﹤0.01%
199
1948
$54K ﹤0.01%
5,356
+1,642
1949
$54K ﹤0.01%
3,540
1950
$54K ﹤0.01%
3,546