Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$26K ﹤0.01%
2,610
-32,257
1927
$26K ﹤0.01%
+928
1928
$26K ﹤0.01%
+10,412
1929
$26K ﹤0.01%
479
-43,253
1930
$26K ﹤0.01%
+277
1931
$25K ﹤0.01%
3,569
+2,121
1932
$25K ﹤0.01%
+449
1933
$25K ﹤0.01%
1,070
+925
1934
$25K ﹤0.01%
+239
1935
$25K ﹤0.01%
2,072
-30,150
1936
$25K ﹤0.01%
+661
1937
$25K ﹤0.01%
150
1938
$25K ﹤0.01%
991
-22,188
1939
$25K ﹤0.01%
+597
1940
$25K ﹤0.01%
896
-102
1941
$24K ﹤0.01%
539
-1,052
1942
$24K ﹤0.01%
1,030
+953
1943
$24K ﹤0.01%
+1,232
1944
$24K ﹤0.01%
+7,379
1945
$24K ﹤0.01%
+1,220
1946
$24K ﹤0.01%
3,564
+1,621
1947
$24K ﹤0.01%
+772
1948
$24K ﹤0.01%
+400
1949
$24K ﹤0.01%
394
+334
1950
$24K ﹤0.01%
+1,002