Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.72%
2 Communication Services 9%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1901
$9K ﹤0.01%
549
-114
1902
$9K ﹤0.01%
414
+258
1903
$9K ﹤0.01%
128
-2,245
1904
$9K ﹤0.01%
130
-106
1905
$9K ﹤0.01%
+594
1906
$9K ﹤0.01%
1,887
+1,063
1907
$9K ﹤0.01%
+427
1908
$9K ﹤0.01%
+121
1909
$9K ﹤0.01%
102
+58
1910
$9K ﹤0.01%
+1,558
1911
$9K ﹤0.01%
+395
1912
$9K ﹤0.01%
429
+189
1913
$9K ﹤0.01%
+1,690
1914
$9K ﹤0.01%
+87
1915
$9K ﹤0.01%
+585
1916
$9K ﹤0.01%
+95
1917
$9K ﹤0.01%
262
-15,347
1918
$9K ﹤0.01%
+7,859
1919
$9K ﹤0.01%
668
+507
1920
$9K ﹤0.01%
4,731
-10,596
1921
$9K ﹤0.01%
+152
1922
$8K ﹤0.01%
4,105
-16,079
1923
$8K ﹤0.01%
1,241
+670
1924
$8K ﹤0.01%
35
+23
1925
$8K ﹤0.01%
532
+379