Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1901
$8K ﹤0.01%
185
-3,478
1902
$8K ﹤0.01%
779
+763
1903
$8K ﹤0.01%
+91
1904
$8K ﹤0.01%
15,435
+1,148
1905
$8K ﹤0.01%
+100
1906
$8K ﹤0.01%
+5,531
1907
$8K ﹤0.01%
+905
1908
$8K ﹤0.01%
364
-7,477
1909
$8K ﹤0.01%
387
+17
1910
$8K ﹤0.01%
111
-37,758
1911
$8K ﹤0.01%
+365
1912
$8K ﹤0.01%
202
+2
1913
$8K ﹤0.01%
4,142
-1,440
1914
$8K ﹤0.01%
1,439
-2,019
1915
$8K ﹤0.01%
69
+26
1916
$8K ﹤0.01%
1,049
-276
1917
$8K ﹤0.01%
5
-6
1918
$8K ﹤0.01%
+56
1919
$8K ﹤0.01%
249
+136
1920
$8K ﹤0.01%
152
-51
1921
$8K ﹤0.01%
+1,645
1922
$8K ﹤0.01%
+704
1923
$8K ﹤0.01%
+460
1924
$8K ﹤0.01%
75
-29
1925
$8K ﹤0.01%
+3,049