Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1901
$4K ﹤0.01%
+178
1902
$4K ﹤0.01%
913
-169
1903
$4K ﹤0.01%
+94
1904
$4K ﹤0.01%
+106
1905
$4K ﹤0.01%
65
-272
1906
$4K ﹤0.01%
90
-1,983
1907
$4K ﹤0.01%
172
+31
1908
$4K ﹤0.01%
+100
1909
$4K ﹤0.01%
212
+92
1910
$4K ﹤0.01%
+113
1911
$4K ﹤0.01%
39
-160
1912
$4K ﹤0.01%
200
-644
1913
$4K ﹤0.01%
+100
1914
$4K ﹤0.01%
+47
1915
$4K ﹤0.01%
45
+35
1916
$4K ﹤0.01%
77
-350
1917
$4K ﹤0.01%
+100
1918
$4K ﹤0.01%
+72
1919
$4K ﹤0.01%
270
+122
1920
$4K ﹤0.01%
133
-89
1921
$4K ﹤0.01%
+4,034
1922
$4K ﹤0.01%
5,191
-38,750
1923
$4K ﹤0.01%
1,005
-1,852
1924
$4K ﹤0.01%
+1,410
1925
$4K ﹤0.01%
399
+390