Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1901
$42K ﹤0.01%
+279
1902
$42K ﹤0.01%
+8,232
1903
$42K ﹤0.01%
+7,156
1904
$42K ﹤0.01%
+1,633
1905
$42K ﹤0.01%
9,053
-17,663
1906
$41K ﹤0.01%
+4,478
1907
$41K ﹤0.01%
+1,086
1908
$41K ﹤0.01%
213
-34
1909
$41K ﹤0.01%
+5,603
1910
$41K ﹤0.01%
+892
1911
$41K ﹤0.01%
2,032
-13,504
1912
$41K ﹤0.01%
+279
1913
$41K ﹤0.01%
+4,249
1914
$41K ﹤0.01%
4,200
-29,152
1915
$40K ﹤0.01%
5,303
-297
1916
$40K ﹤0.01%
+1,050
1917
$40K ﹤0.01%
538
+474
1918
$40K ﹤0.01%
+597
1919
$40K ﹤0.01%
567
-247
1920
$40K ﹤0.01%
+32
1921
$40K ﹤0.01%
+367
1922
$40K ﹤0.01%
400
-20,939
1923
$40K ﹤0.01%
+4,334
1924
$40K ﹤0.01%
1,284
+1,192
1925
$40K ﹤0.01%
272
+190