Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1901
$1K ﹤0.01%
+272
1902
$1K ﹤0.01%
+56
1903
$1K ﹤0.01%
3
-105
1904
$1K ﹤0.01%
+16
1905
$1K ﹤0.01%
+120
1906
$1K ﹤0.01%
+100
1907
$1K ﹤0.01%
114
-13,051
1908
$1K ﹤0.01%
+58
1909
$1K ﹤0.01%
600
+174
1910
$1K ﹤0.01%
944
-1,897
1911
$1K ﹤0.01%
66
-4,073
1912
$1K ﹤0.01%
+19
1913
$1K ﹤0.01%
22
-145
1914
$1K ﹤0.01%
65
-71
1915
$1K ﹤0.01%
28
-8,086
1916
$1K ﹤0.01%
9
-21
1917
$1K ﹤0.01%
77
+68
1918
$1K ﹤0.01%
+73
1919
$1K ﹤0.01%
+99
1920
$1K ﹤0.01%
1,800
-8,547
1921
$1K ﹤0.01%
73
1922
$1K ﹤0.01%
+26
1923
$1K ﹤0.01%
+74
1924
$1K ﹤0.01%
+14
1925
$1K ﹤0.01%
225
+175