Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CALF icon
1876
Pacer US Small Cap Cash Cows 100 ETF
CALF
$4.01B
$6K ﹤0.01%
165
-2,132
CBAT icon
1877
CBAK Energy Technology
CBAT
$81.8M
$6K ﹤0.01%
7,821
-2,853
CBU icon
1878
Community Bank
CBU
$2.99B
$6K ﹤0.01%
+120
CCC
1879
CCC Intelligent Solutions
CCC
$4.81B
$6K ﹤0.01%
725
-5,227
CGBD icon
1880
Carlyle Secured Lending
CGBD
$865M
$6K ﹤0.01%
+421
CVGI icon
1881
Commercial Vehicle Group
CVGI
$56.6M
$6K ﹤0.01%
5,378
-12,787
CVEO icon
1882
Civeo
CVEO
$256M
$6K ﹤0.01%
+301
CVRX icon
1883
CVRx
CVRX
$253M
$6K ﹤0.01%
559
-2,694
DH icon
1884
Definitive Healthcare
DH
$298M
$6K ﹤0.01%
2,388
+1,342
FHTX icon
1885
Foghorn Therapeutics
FHTX
$253M
$6K ﹤0.01%
1,782
+1,102
GAIA icon
1886
Gaia
GAIA
$108M
$6K ﹤0.01%
+1,693
GANX icon
1887
Gain Therapeutics
GANX
$90.2M
$6K ﹤0.01%
+3,444
GEVO icon
1888
Gevo
GEVO
$520M
$6K ﹤0.01%
+5,636
GHI icon
1889
Greystone Housing Impact Investors LP
GHI
$168M
$6K ﹤0.01%
524
-4,709
GIFI icon
1890
Gulf Island Fabrication
GIFI
$189M
$6K ﹤0.01%
931
+335
HI icon
1891
Hillenbrand
HI
$2.23B
$6K ﹤0.01%
279
+109
IYK icon
1892
iShares US Consumer Staples ETF
IYK
$1.28B
$6K ﹤0.01%
+97
IYM icon
1893
iShares US Basic Materials ETF
IYM
$549M
$6K ﹤0.01%
50
+10
KBWY icon
1894
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$243M
$6K ﹤0.01%
+386
KLTR icon
1895
Kaltura
KLTR
$229M
$6K ﹤0.01%
3,397
+3,181
LAB icon
1896
Standard BioTools
LAB
$450M
$6K ﹤0.01%
5,574
-2,007
LNSR icon
1897
LENSAR
LNSR
$121M
$6K ﹤0.01%
484
-3,571
MYPS icon
1898
PLAYSTUDIOS Inc
MYPS
$102M
$6K ﹤0.01%
+4,775
NEU icon
1899
NewMarket
NEU
$7.33B
$6K ﹤0.01%
+12
NFLY icon
1900
YieldMax NFLX Option Income Strategy ETF
NFLY
$148M
$6K ﹤0.01%
+401