Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1876
$46K ﹤0.01%
+4,890
1877
$46K ﹤0.01%
5,294
+4,766
1878
$46K ﹤0.01%
4,716
-15,307
1879
$46K ﹤0.01%
989
+821
1880
$45K ﹤0.01%
1,870
-557
1881
$45K ﹤0.01%
+473
1882
$45K ﹤0.01%
+5,271
1883
$45K ﹤0.01%
+374
1884
$44K ﹤0.01%
1,473
+284
1885
$44K ﹤0.01%
+4,004
1886
$44K ﹤0.01%
10,062
-22,782
1887
$44K ﹤0.01%
514
+479
1888
$44K ﹤0.01%
+774
1889
$44K ﹤0.01%
+1,238
1890
$44K ﹤0.01%
+346
1891
$44K ﹤0.01%
+1,222
1892
$43K ﹤0.01%
+2,386
1893
$43K ﹤0.01%
1,577
+1,164
1894
$43K ﹤0.01%
+943
1895
$43K ﹤0.01%
639
-1,298
1896
$43K ﹤0.01%
4,934
-21,468
1897
$43K ﹤0.01%
795
-7,179
1898
$43K ﹤0.01%
+900
1899
$43K ﹤0.01%
131
-272
1900
$42K ﹤0.01%
200
-160