Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1876
$14K ﹤0.01%
2,284
-2,098
1877
$14K ﹤0.01%
350
-333,918
1878
$13K ﹤0.01%
+263
1879
$13K ﹤0.01%
+292
1880
$13K ﹤0.01%
1,672
-1,434
1881
$13K ﹤0.01%
+114
1882
$13K ﹤0.01%
+124
1883
$13K ﹤0.01%
333
-854
1884
$13K ﹤0.01%
+770
1885
$13K ﹤0.01%
436
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1886
$13K ﹤0.01%
568
-305
1887
$13K ﹤0.01%
768
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1888
$13K ﹤0.01%
+2,046
1889
$13K ﹤0.01%
6,953
+601
1890
$13K ﹤0.01%
100
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1891
$13K ﹤0.01%
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1892
$13K ﹤0.01%
212
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1893
$13K ﹤0.01%
65
-563
1894
$13K ﹤0.01%
+2,739
1895
$13K ﹤0.01%
3,621
-22,250
1896
$12K ﹤0.01%
187
+13
1897
$12K ﹤0.01%
+597
1898
$12K ﹤0.01%
+984
1899
$12K ﹤0.01%
107
-279
1900
$12K ﹤0.01%
4,238
+1,014