Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1876
$1K ﹤0.01%
279
+100
1877
$1K ﹤0.01%
+100
1878
$1K ﹤0.01%
83
-52,172
1879
$1K ﹤0.01%
378
+164
1880
$1K ﹤0.01%
26
-3,050
1881
$1K ﹤0.01%
158
-237
1882
$1K ﹤0.01%
+29
1883
$1K ﹤0.01%
+103
1884
$1K ﹤0.01%
89
-532
1885
$1K ﹤0.01%
34
-132
1886
$1K ﹤0.01%
13
-6,815
1887
$1K ﹤0.01%
176
-1,704
1888
$1K ﹤0.01%
+1
1889
$1K ﹤0.01%
+68
1890
$1K ﹤0.01%
+38
1891
$1K ﹤0.01%
104
-286
1892
$1K ﹤0.01%
+27
1893
$1K ﹤0.01%
10
-2,375
1894
$1K ﹤0.01%
13
-613
1895
$1K ﹤0.01%
+126
1896
$1K ﹤0.01%
+473
1897
$1K ﹤0.01%
160
-2,742
1898
$1K ﹤0.01%
37
-138
1899
$1K ﹤0.01%
+769
1900
$1K ﹤0.01%
+117