Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
IYJ icon
1851
iShares US Industrials ETF
IYJ
$1.69B
$7K ﹤0.01%
54
-87
IZEA icon
1852
IZEA Worldwide
IZEA
$88.7M
$7K ﹤0.01%
3,721
-5,721
LBRDK icon
1853
Liberty Broadband Class C
LBRDK
$7.03B
$7K ﹤0.01%
+92
MESA icon
1854
Mesa Air Group
MESA
$66.6M
$7K ﹤0.01%
10,142
+949
NANR icon
1855
SPDR S&P North American Natural Resources ETF
NANR
$676M
$7K ﹤0.01%
+135
PLRX icon
1856
Pliant Therapeutics
PLRX
$101M
$7K ﹤0.01%
5,303
+725
PRIM icon
1857
Primoris Services
PRIM
$7B
$7K ﹤0.01%
+136
TMP icon
1858
Tompkins Financial
TMP
$979M
$7K ﹤0.01%
121
+36
TPIC
1859
DELISTED
TPI Composites
TPIC
$7K ﹤0.01%
9,210
+2,028
UIS icon
1860
Unisys
UIS
$205M
$7K ﹤0.01%
+1,724
USAC icon
1861
USA Compression Partners
USAC
$2.89B
$7K ﹤0.01%
+261
WMK icon
1862
Weis Markets
WMK
$1.57B
$7K ﹤0.01%
+100
XLG icon
1863
Invesco S&P 500 Top 50 ETF
XLG
$11.3B
$7K ﹤0.01%
160
-731
ZD icon
1864
Ziff Davis
ZD
$1.32B
$7K ﹤0.01%
209
+171
ETHT
1865
ProShares Ultra Ether ETF
ETHT
$379M
$7K ﹤0.01%
299
-2,961
NKLA
1866
DELISTED
Nikola Corporation Common Stock
NKLA
$7K ﹤0.01%
55,582
-591,339
ABM icon
1867
ABM Industries
ABM
$2.59B
$6K ﹤0.01%
135
-825
ANY icon
1868
Sphere 3D
ANY
$20.4M
$6K ﹤0.01%
15,549
-3,991
ARCO icon
1869
Arcos Dorados Holdings
ARCO
$1.49B
$6K ﹤0.01%
819
-1,988
AZTA icon
1870
Azenta
AZTA
$1.39B
$6K ﹤0.01%
+198
BAB icon
1871
Invesco Taxable Municipal Bond ETF
BAB
$923M
$6K ﹤0.01%
229
+86
BBEU icon
1872
JPMorgan BetaBuilders Europe ETF
BBEU
$4.28B
$6K ﹤0.01%
+100
BPT
1873
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$6K ﹤0.01%
11,634
-3,801
BWEN icon
1874
Broadwind
BWEN
$48.6M
$6K ﹤0.01%
4,806
+3,263
BWMX icon
1875
Betterware México
BWMX
$533M
$6K ﹤0.01%
576
+82