Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1851
$5K ﹤0.01%
1,029
+934
1852
$5K ﹤0.01%
+241
1853
$5K ﹤0.01%
+256
1854
$5K ﹤0.01%
694
-6
1855
$5K ﹤0.01%
+461
1856
$5K ﹤0.01%
+1,340
1857
$5K ﹤0.01%
322
-20,957
1858
$5K ﹤0.01%
+168
1859
$5K ﹤0.01%
37
-63
1860
$5K ﹤0.01%
+790
1861
$5K ﹤0.01%
290
-577
1862
$5K ﹤0.01%
260
+115
1863
$5K ﹤0.01%
+6,058
1864
$5K ﹤0.01%
+411
1865
$5K ﹤0.01%
+200
1866
$5K ﹤0.01%
357
-1,689
1867
$5K ﹤0.01%
791
-5,454
1868
$5K ﹤0.01%
+4,423
1869
$5K ﹤0.01%
+200
1870
$5K ﹤0.01%
301
-852
1871
$5K ﹤0.01%
48
-196
1872
$5K ﹤0.01%
133
-305
1873
$5K ﹤0.01%
+107
1874
$5K ﹤0.01%
+200
1875
$5K ﹤0.01%
130
+97