Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PYXS icon
1826
Pyxis Oncology
PYXS
$294M
$8K ﹤0.01%
8,805
+5,459
RETL icon
1827
Direxion Daily Retail Bull 3X Shares
RETL
$28.8M
$8K ﹤0.01%
1,470
+682
SCJ icon
1828
iShares MSCI Japan Small-Cap ETF
SCJ
$156M
$8K ﹤0.01%
+107
SDP icon
1829
ProShares UltraShort Utilities
SDP
$2.22M
$8K ﹤0.01%
590
+243
SLAB icon
1830
Silicon Laboratories
SLAB
$4.32B
$8K ﹤0.01%
+74
SPMO icon
1831
Invesco S&P 500 Momentum ETF
SPMO
$16.7B
$8K ﹤0.01%
+97
SPWH icon
1832
Sportsman's Warehouse
SPWH
$81.9M
$8K ﹤0.01%
8,571
-89,973
UBOT icon
1833
Direxion Daily Robotics, Artificial Intelligence & Automation Index Bull 2X Shares
UBOT
$33.2M
$8K ﹤0.01%
+479
VXRT
1834
DELISTED
Vaxart
VXRT
$8K ﹤0.01%
20,887
-49,470
SBDS
1835
Solo Brands Inc
SBDS
$16.1M
$8K ﹤0.01%
49,111
+36,625
ADPT icon
1836
Adaptive Biotechnologies
ADPT
$2.27B
$7K ﹤0.01%
963
+882
AGYS icon
1837
Agilysys
AGYS
$3.58B
$7K ﹤0.01%
99
+96
AMAL icon
1838
Amalgamated Financial
AMAL
$842M
$7K ﹤0.01%
+244
AVMV icon
1839
Avantis US Mid Cap Value ETF
AVMV
$267M
$7K ﹤0.01%
+118
AXL icon
1840
American Axle
AXL
$752M
$7K ﹤0.01%
+1,868
BKSY icon
1841
BlackSky Technology
BKSY
$599M
$7K ﹤0.01%
908
-75,711
CBUS icon
1842
Cibus
CBUS
$69.9M
$7K ﹤0.01%
4,213
+1,872
CTO
1843
CTO Realty Growth
CTO
$561M
$7K ﹤0.01%
409
-839
EWM icon
1844
iShares MSCI Malaysia ETF
EWM
$254M
$7K ﹤0.01%
322
+275
GLAD icon
1845
Gladstone Capital
GLAD
$433M
$7K ﹤0.01%
279
-3,477
HIPS icon
1846
GraniteShares HIPS US High Income ETF
HIPS
$113M
$7K ﹤0.01%
+565
IDN icon
1847
Intellicheck
IDN
$91.8M
$7K ﹤0.01%
2,349
+2,202
IHS icon
1848
IHS Holding
IHS
$2.19B
$7K ﹤0.01%
1,464
-1,232
INFU icon
1849
InfuSystem Holdings
INFU
$206M
$7K ﹤0.01%
+1,339
IYG icon
1850
iShares US Financial Services ETF
IYG
$1.94B
$7K ﹤0.01%
+99