Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1826
$6K ﹤0.01%
804
-3,896
1827
$6K ﹤0.01%
+82
1828
$6K ﹤0.01%
+248
1829
$6K ﹤0.01%
404
-355
1830
$6K ﹤0.01%
88
+54
1831
$6K ﹤0.01%
95
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1832
$6K ﹤0.01%
+59
1833
$6K ﹤0.01%
5,387
-2,761
1834
$6K ﹤0.01%
71
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1835
$6K ﹤0.01%
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1836
$6K ﹤0.01%
2,835
+1,353
1837
$6K ﹤0.01%
402
+28
1838
$6K ﹤0.01%
58
-34,278
1839
$6K ﹤0.01%
525
-2,212
1840
$5K ﹤0.01%
1,384
-8,413
1841
$5K ﹤0.01%
+512
1842
$5K ﹤0.01%
4,495
+2,112
1843
$5K ﹤0.01%
+314
1844
$5K ﹤0.01%
+160
1845
$5K ﹤0.01%
61
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1846
$5K ﹤0.01%
+1,251
1847
$5K ﹤0.01%
4,424
-2,210
1848
$5K ﹤0.01%
+107
1849
$5K ﹤0.01%
1,471
-96
1850
$5K ﹤0.01%
1,537
-66,147