Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1801
$12K ﹤0.01%
+1,300
1802
$12K ﹤0.01%
2,984
+2,281
1803
$12K ﹤0.01%
+7,233
1804
$12K ﹤0.01%
1,358
+1,344
1805
$12K ﹤0.01%
282
-475
1806
$12K ﹤0.01%
256
-505
1807
$12K ﹤0.01%
1,151
-235
1808
$12K ﹤0.01%
296
+202
1809
$12K ﹤0.01%
+144
1810
$12K ﹤0.01%
1,046
-6,000
1811
$12K ﹤0.01%
497
-5,021
1812
$12K ﹤0.01%
987
-127
1813
$12K ﹤0.01%
+300
1814
$12K ﹤0.01%
744
-13,160
1815
$12K ﹤0.01%
895
+815
1816
$12K ﹤0.01%
914
+724
1817
$12K ﹤0.01%
6,330
+2,385
1818
$12K ﹤0.01%
1,858
-607
1819
$12K ﹤0.01%
+797
1820
$12K ﹤0.01%
2,231
-16,846
1821
$12K ﹤0.01%
250
+117
1822
$12K ﹤0.01%
342
-842
1823
$11K ﹤0.01%
1,655
-990
1824
$11K ﹤0.01%
146
-196
1825
$11K ﹤0.01%
+775