Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1801
$7K ﹤0.01%
376
-130,983
1802
$7K ﹤0.01%
2,248
-1,676
1803
$7K ﹤0.01%
380
+13
1804
$7K ﹤0.01%
216
-515
1805
$7K ﹤0.01%
822
-1,627
1806
$7K ﹤0.01%
+903
1807
$7K ﹤0.01%
+412
1808
$7K ﹤0.01%
+224
1809
$7K ﹤0.01%
+187
1810
$7K ﹤0.01%
173
-225
1811
$7K ﹤0.01%
+174
1812
$7K ﹤0.01%
+2,763
1813
$6K ﹤0.01%
+6,308
1814
$6K ﹤0.01%
+3,573
1815
$6K ﹤0.01%
80
-971
1816
$6K ﹤0.01%
+85
1817
$6K ﹤0.01%
2,644
+502
1818
$6K ﹤0.01%
227
-284
1819
$6K ﹤0.01%
3,276
+3,237
1820
$6K ﹤0.01%
+348
1821
$6K ﹤0.01%
1,058
-1,698
1822
$6K ﹤0.01%
+455
1823
$6K ﹤0.01%
2,574
+83
1824
$6K ﹤0.01%
447
-684
1825
$6K ﹤0.01%
+406