Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1801
$39K ﹤0.01%
2,171
+986
1802
$39K ﹤0.01%
+28,335
1803
$39K ﹤0.01%
203
-542
1804
$39K ﹤0.01%
10,435
+9,051
1805
$38K ﹤0.01%
892
+151
1806
$38K ﹤0.01%
+926
1807
$38K ﹤0.01%
3,214
-2,330
1808
$38K ﹤0.01%
103
1809
$38K ﹤0.01%
+1,456
1810
$38K ﹤0.01%
+812
1811
$38K ﹤0.01%
+1,000
1812
$38K ﹤0.01%
+653
1813
$38K ﹤0.01%
2,294
-11,995
1814
$38K ﹤0.01%
+1,991
1815
$38K ﹤0.01%
+3,735
1816
$38K ﹤0.01%
1,518
+1,437
1817
$38K ﹤0.01%
+1,511
1818
$38K ﹤0.01%
+10,500
1819
$38K ﹤0.01%
3,024
-150
1820
$38K ﹤0.01%
+1,277
1821
$37K ﹤0.01%
2,001
+1,429
1822
$37K ﹤0.01%
+781
1823
$37K ﹤0.01%
778
+741
1824
$37K ﹤0.01%
+520
1825
$37K ﹤0.01%
+5,208