Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.8B
AUM Growth
-$216M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,846
New
Increased
Reduced
Closed

Top Buys

1 +$102M
2 +$29.6M
3 +$21.9M
4
BA icon
Boeing
BA
+$18.8M
5
TGT icon
Target
TGT
+$13.5M

Top Sells

1 +$94.2M
2 +$91.2M
3 +$81.5M
4
NVDA icon
NVIDIA
NVDA
+$60M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Sector Composition

1 Consumer Discretionary 21.73%
2 Technology 16.48%
3 Healthcare 9.06%
4 Financials 8.3%
5 Communication Services 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1801
$7K ﹤0.01%
119
-2,151
1802
$7K ﹤0.01%
+177
1803
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+452
1804
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+55
1805
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1806
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132
-111
1807
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+206
1808
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+291
1809
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3,198
-3,586
1810
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763
-106
1811
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+45
1812
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43
+39
1813
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684
-2,088
1814
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+212
1815
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202
-2,566
1816
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400
+359
1817
$7K ﹤0.01%
+1,796
1818
$6K ﹤0.01%
944
-209
1819
$6K ﹤0.01%
+113
1820
$6K ﹤0.01%
+1,434
1821
$6K ﹤0.01%
+281
1822
$6K ﹤0.01%
+169
1823
$6K ﹤0.01%
322
-5,430
1824
$6K ﹤0.01%
71
+20
1825
$6K ﹤0.01%
397
-1,486