Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1776
$1K ﹤0.01%
+26
1777
$1K ﹤0.01%
279
-173
1778
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+36
1779
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25
-24
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1781
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+2
1782
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68
-2,342
1783
$1K ﹤0.01%
34
-1,222
1784
$1K ﹤0.01%
100
-109,432
1785
$1K ﹤0.01%
190
-134,050
1786
$1K ﹤0.01%
+49
1787
$1K ﹤0.01%
84
-2,224
1788
$1K ﹤0.01%
+144
1789
$1K ﹤0.01%
+31
1790
$1K ﹤0.01%
+5
1791
$1K ﹤0.01%
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1792
$1K ﹤0.01%
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1793
$1K ﹤0.01%
94
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1794
$1K ﹤0.01%
+35
1795
$1K ﹤0.01%
+106
1796
$1K ﹤0.01%
610
-4,135
1797
$1K ﹤0.01%
219
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1798
$1K ﹤0.01%
878
-30,046
1799
$1K ﹤0.01%
+198
1800
$1K ﹤0.01%
114