Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.5B
AUM Growth
+$480M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,620
New
Increased
Reduced
Closed

Top Buys

1 +$80M
2 +$45.3M
3 +$38.8M
4
AMZN icon
Amazon
AMZN
+$38.6M
5
TSLA icon
Tesla
TSLA
+$36M

Top Sells

1 +$46.4M
2 +$29.8M
3 +$18.2M
4
BIIB icon
Biogen
BIIB
+$15.8M
5
NVDA icon
NVIDIA
NVDA
+$14.3M

Sector Composition

1 Technology 22.73%
2 Consumer Discretionary 17.54%
3 Communication Services 10.03%
4 Healthcare 9.29%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1751
$3K ﹤0.01%
+128
1752
$3K ﹤0.01%
900
-858
1753
$3K ﹤0.01%
+148
1754
$3K ﹤0.01%
9,500
-1,678
1755
$3K ﹤0.01%
+600
1756
$3K ﹤0.01%
+100
1757
$2K ﹤0.01%
+209
1758
$2K ﹤0.01%
+40
1759
$2K ﹤0.01%
275
1760
$2K ﹤0.01%
+111
1761
$2K ﹤0.01%
249
-234
1762
$2K ﹤0.01%
48
-1,097
1763
$2K ﹤0.01%
+105
1764
$2K ﹤0.01%
+191
1765
$2K ﹤0.01%
1,266
-7,334
1766
$2K ﹤0.01%
+535
1767
$2K ﹤0.01%
+100
1768
$2K ﹤0.01%
152
-874
1769
$2K ﹤0.01%
+113
1770
$2K ﹤0.01%
+59
1771
$2K ﹤0.01%
228
-668
1772
$2K ﹤0.01%
118
-3,203
1773
$2K ﹤0.01%
169
-1,342
1774
$2K ﹤0.01%
+100
1775
$2K ﹤0.01%
+77