Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1726
$18K ﹤0.01%
+293
1727
$18K ﹤0.01%
8,029
-2,241
1728
$17K ﹤0.01%
1,403
-6,220
1729
$17K ﹤0.01%
144
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1730
$17K ﹤0.01%
817
-145,877
1731
$17K ﹤0.01%
1,912
-6,423
1732
$17K ﹤0.01%
+150
1733
$17K ﹤0.01%
1,147
-1,003
1734
$17K ﹤0.01%
3,649
-26,771
1735
$17K ﹤0.01%
+428
1736
$17K ﹤0.01%
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1737
$17K ﹤0.01%
+251
1738
$17K ﹤0.01%
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-10,761
1739
$17K ﹤0.01%
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1740
$17K ﹤0.01%
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1741
$16K ﹤0.01%
3,077
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1742
$16K ﹤0.01%
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1743
$16K ﹤0.01%
6,724
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1744
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+310
1745
$16K ﹤0.01%
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-6,040
1746
$16K ﹤0.01%
+329
1747
$16K ﹤0.01%
+204
1748
$16K ﹤0.01%
690
-32,254
1749
$16K ﹤0.01%
1,481
-1,157
1750
$16K ﹤0.01%
+263