Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1726
$1K ﹤0.01%
175
-425
1727
$1K ﹤0.01%
+50
1728
$1K ﹤0.01%
+43
1729
$1K ﹤0.01%
20
-18
1730
$1K ﹤0.01%
+73
1731
$1K ﹤0.01%
226
-9,062
1732
$1K ﹤0.01%
200
-335
1733
$1K ﹤0.01%
16
+12
1734
$1K ﹤0.01%
+173
1735
$1K ﹤0.01%
246
+178
1736
$1K ﹤0.01%
+54
1737
$1K ﹤0.01%
65
-2,303
1738
$1K ﹤0.01%
+79
1739
$1K ﹤0.01%
+14
1740
$1K ﹤0.01%
30
-27
1741
$1K ﹤0.01%
+74
1742
$1K ﹤0.01%
101
-3,699
1743
$1K ﹤0.01%
+2
1744
$1K ﹤0.01%
+8
1745
$1K ﹤0.01%
+34
1746
$1K ﹤0.01%
+208
1747
$1K ﹤0.01%
+118
1748
$1K ﹤0.01%
+100
1749
$1K ﹤0.01%
357
+51
1750
$1K ﹤0.01%
+17