Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$3.47M 0.09%
344,461
+86,874
152
$3.44M 0.09%
+133,311
153
$3.43M 0.09%
+34,770
154
$3.39M 0.09%
103,904
-137,294
155
$3.32M 0.09%
73,695
+54,359
156
$3.31M 0.09%
+68,030
157
$3.28M 0.09%
55,067
+31,835
158
$3.26M 0.09%
24,279
+23,133
159
$3.26M 0.09%
35,215
+14,700
160
$3.24M 0.09%
+50,718
161
$3.23M 0.09%
192,990
-223,773
162
$3.18M 0.09%
80,374
-175,874
163
$3.16M 0.09%
103,255
+102,280
164
$3.16M 0.09%
64,894
+2,626
165
$3.14M 0.08%
18,199
+526
166
$3.13M 0.08%
9,988
-21,259
167
$3.12M 0.08%
+32,778
168
$3.1M 0.08%
4,492
+4,480
169
$3.08M 0.08%
+86,024
170
$3.08M 0.08%
+25,074
171
$3.05M 0.08%
447,074
+3,427
172
$3.04M 0.08%
+54,883
173
$2.99M 0.08%
64,693
-124,206
174
$2.97M 0.08%
36,802
+30,988
175
$2.96M 0.08%
357,132
+262,439