Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$4.33M ﹤0.01%
+104,203
152
$4.28M ﹤0.01%
185,289
+107,769
153
$4.27M ﹤0.01%
137,122
+46,416
154
$4.22M ﹤0.01%
+144,600
155
$4.21M ﹤0.01%
52,667
+39,749
156
$4.16M ﹤0.01%
+18,196
157
$4.16M ﹤0.01%
784,136
+505,134
158
$4.14M ﹤0.01%
+230,785
159
$4.11M ﹤0.01%
+41,291
160
$4.1M ﹤0.01%
+10,164
161
$3.99M ﹤0.01%
69,410
-8,947
162
$3.97M ﹤0.01%
93,897
-59,410
163
$3.97M ﹤0.01%
28,811
-65,111
164
$3.94M ﹤0.01%
117,820
-27,404
165
$3.94M ﹤0.01%
195,320
+191,282
166
$3.94M ﹤0.01%
42,226
+20,001
167
$3.89M ﹤0.01%
123,137
+44,676
168
$3.86M ﹤0.01%
39,701
+38,588
169
$3.86M ﹤0.01%
39,855
+16,462
170
$3.83M ﹤0.01%
21,454
+20,276
171
$3.79M ﹤0.01%
13,480
-14,063
172
$3.75M ﹤0.01%
99,216
+9,039
173
$3.71M ﹤0.01%
+66,990
174
$3.65M ﹤0.01%
391,686
+32,631
175
$3.65M ﹤0.01%
68,994
+66,433