Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$4.57M ﹤0.01%
218,460
+199,243
152
$4.54M ﹤0.01%
251,573
+251,034
153
$4.47M ﹤0.01%
124,644
+45,365
154
$4.36M ﹤0.01%
5,756
-30,621
155
$4.33M ﹤0.01%
+9,178
156
$4.32M ﹤0.01%
+58,188
157
$4.29M ﹤0.01%
612,614
+167,559
158
$4.22M ﹤0.01%
66,959
+21,781
159
$4.22M ﹤0.01%
71,584
+31,508
160
$4.19M ﹤0.01%
66,320
-288,190
161
$4.15M ﹤0.01%
196,357
+43,986
162
$4.15M ﹤0.01%
+18,348
163
$4.14M ﹤0.01%
43,559
+43,246
164
$4.07M ﹤0.01%
89,941
-25,027
165
$4.06M ﹤0.01%
176,796
+126,586
166
$4.06M ﹤0.01%
26,249
+13,780
167
$4.05M ﹤0.01%
85,948
-128,328
168
$4.02M ﹤0.01%
129,004
-60,923
169
$4M ﹤0.01%
13,203
-8,480
170
$3.99M ﹤0.01%
74,019
+65,991
171
$3.89M ﹤0.01%
16,813
+10,912
172
$3.89M ﹤0.01%
+59,991
173
$3.88M ﹤0.01%
380,883
+109,733
174
$3.8M ﹤0.01%
+10,481
175
$3.79M ﹤0.01%
+48,211