Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$3.14M ﹤0.01%
+91,630
152
$3.13M ﹤0.01%
34,220
+7,000
153
$3.12M ﹤0.01%
65,981
-45,800
154
$3.11M ﹤0.01%
+50,325
155
$3.11M ﹤0.01%
+11,378
156
$3.1M ﹤0.01%
34,340
+517
157
$3.1M ﹤0.01%
74,005
-140,397
158
$3.04M ﹤0.01%
158,090
+152,892
159
$3.03M ﹤0.01%
68,557
+42,771
160
$2.99M ﹤0.01%
32,040
+10,308
161
$2.98M ﹤0.01%
+27,808
162
$2.98M ﹤0.01%
+31,136
163
$2.91M ﹤0.01%
89,122
+77,392
164
$2.9M ﹤0.01%
+247,894
165
$2.89M ﹤0.01%
+36,280
166
$2.86M ﹤0.01%
12,096
+9,558
167
$2.79M ﹤0.01%
57,631
+2,347
168
$2.79M ﹤0.01%
181,305
+176,991
169
$2.75M ﹤0.01%
48,668
-7,012
170
$2.72M ﹤0.01%
+38,079
171
$2.71M ﹤0.01%
+5,965
172
$2.71M ﹤0.01%
105,710
-129,484
173
$2.7M ﹤0.01%
98,319
+54,827
174
$2.68M ﹤0.01%
31,600
+22,287
175
$2.63M ﹤0.01%
57,597
-51,625