Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$4.2M ﹤0.01%
65,843
+10,169
152
$4.19M ﹤0.01%
159,985
+41,000
153
$4.17M ﹤0.01%
18,907
+1,415
154
$4.16M ﹤0.01%
64,039
+14,800
155
$4.15M ﹤0.01%
65,398
-114
156
$4.14M ﹤0.01%
88,240
+9,020
157
$4.05M ﹤0.01%
138,724
158
$4.05M ﹤0.01%
8,097
159
$3.97M ﹤0.01%
72,455
+63,880
160
$3.83M ﹤0.01%
56,490
-3,675
161
$3.82M ﹤0.01%
38,355
-2,750
162
$3.82M ﹤0.01%
17,084
-1,337
163
$3.77M ﹤0.01%
189,865
+23,820
164
$3.72M ﹤0.01%
50,099
-1,254
165
$3.66M ﹤0.01%
10,056
+897
166
$3.62M ﹤0.01%
87,205
+5,328
167
$3.56M ﹤0.01%
18,828
-2,746
168
$3.56M ﹤0.01%
19,695
+333
169
$3.51M ﹤0.01%
149,027
+1,900
170
$3.49M ﹤0.01%
45,477
+600
171
$3.45M ﹤0.01%
330,674
+1,296
172
$3.39M ﹤0.01%
24,700
173
$3.37M ﹤0.01%
17,438
-1,678
174
$3.35M ﹤0.01%
11,976
+3,544
175
$3.35M ﹤0.01%
3,809
+39