Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$4.05M ﹤0.01%
18,421
+2,937
152
$4.03M ﹤0.01%
8,554
-14,106
153
$4.03M ﹤0.01%
+28,652
154
$3.92M ﹤0.01%
138,724
-42,721
155
$3.86M ﹤0.01%
+41,105
156
$3.84M ﹤0.01%
17,492
+17,418
157
$3.78M ﹤0.01%
79,220
-24,150
158
$3.77M ﹤0.01%
120,732
-5,113
159
$3.76M ﹤0.01%
51,353
+51,340
160
$3.74M ﹤0.01%
19,116
+7,583
161
$3.64M ﹤0.01%
11,224
+9,857
162
$3.63M ﹤0.01%
45,502
-21,421
163
$3.6M ﹤0.01%
112,964
+6,309
164
$3.57M ﹤0.01%
97,573
+61,690
165
$3.49M ﹤0.01%
44,877
+39,800
166
$3.48M ﹤0.01%
55,674
+30,137
167
$3.45M ﹤0.01%
19,362
+19,293
168
$3.45M ﹤0.01%
147,127
-148,302
169
$3.45M ﹤0.01%
118,985
-46,780
170
$3.44M ﹤0.01%
18,712
-16,844
171
$3.4M ﹤0.01%
83,440
+50,308
172
$3.38M ﹤0.01%
24,700
-17,055
173
$3.38M ﹤0.01%
81,877
-65,130
174
$3.37M ﹤0.01%
330,078
+31,027
175
$3.34M ﹤0.01%
329,378
+305,933