Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.8B
AUM Growth
-$216M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,846
New
Increased
Reduced
Closed

Top Buys

1 +$102M
2 +$29.6M
3 +$21.9M
4
BA icon
Boeing
BA
+$18.8M
5
TGT icon
Target
TGT
+$13.5M

Top Sells

1 +$94.2M
2 +$91.2M
3 +$81.5M
4
NVDA icon
NVIDIA
NVDA
+$60M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Sector Composition

1 Consumer Discretionary 21.73%
2 Technology 16.48%
3 Healthcare 9.06%
4 Financials 8.3%
5 Communication Services 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$2.27M ﹤0.01%
188,466
-16,547
152
$2.23M ﹤0.01%
+37,270
153
$2.22M ﹤0.01%
133,121
+75,853
154
$2.21M ﹤0.01%
331,972
-401,314
155
$2.19M ﹤0.01%
66,573
+66,553
156
$2.18M ﹤0.01%
+46,794
157
$2.18M ﹤0.01%
67,861
-73,271
158
$2.18M ﹤0.01%
16,065
+66
159
$2.16M ﹤0.01%
15,177
+14,891
160
$2.16M ﹤0.01%
72,061
+54,110
161
$2.14M ﹤0.01%
7,396
+2,926
162
$2.12M ﹤0.01%
58,232
-552,707
163
$2.12M ﹤0.01%
101,474
+97,877
164
$2.12M ﹤0.01%
10,938
+4,618
165
$2.11M ﹤0.01%
+133,763
166
$2.11M ﹤0.01%
+21,584
167
$2.1M ﹤0.01%
+79,813
168
$2.09M ﹤0.01%
2,942
-775
169
$2.08M ﹤0.01%
90,309
+76,062
170
$2.08M ﹤0.01%
16,426
-134,598
171
$2.02M ﹤0.01%
215,493
-224,383
172
$2.02M ﹤0.01%
34,018
+14,520
173
$2.02M ﹤0.01%
21,588
+2,748
174
$2.01M ﹤0.01%
+1,232
175
$2.01M ﹤0.01%
7,473
+3,488