Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$2.24M ﹤0.01%
37,540
-14,040
152
$2.18M ﹤0.01%
+59,287
153
$2.14M ﹤0.01%
+37,806
154
$2.11M ﹤0.01%
62,164
+24,751
155
$2.1M ﹤0.01%
109,254
+105,576
156
$2.09M ﹤0.01%
23,221
+22,943
157
$2.08M ﹤0.01%
20,576
-18,336
158
$2.08M ﹤0.01%
+104,884
159
$2.07M ﹤0.01%
+37,737
160
$2.05M ﹤0.01%
+162,759
161
$2.04M ﹤0.01%
128,069
-73,599
162
$2.03M ﹤0.01%
72,887
+20,808
163
$2.01M ﹤0.01%
6,830
+418
164
$2.01M ﹤0.01%
76,277
-210,900
165
$2M ﹤0.01%
3,717
-765
166
$2M ﹤0.01%
72,875
+29,035
167
$1.99M ﹤0.01%
44,018
+15,597
168
$1.99M ﹤0.01%
63,404
-14,618
169
$1.99M ﹤0.01%
17,984
-24,811
170
$1.98M ﹤0.01%
23,813
+8,674
171
$1.94M ﹤0.01%
11,823
+4,137
172
$1.94M ﹤0.01%
14,689
-17,522
173
$1.9M ﹤0.01%
129,557
+128,983
174
$1.89M ﹤0.01%
43,654
-2,330
175
$1.88M ﹤0.01%
83,577
+26,712