Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$1.52M ﹤0.01%
+55,738
152
$1.52M ﹤0.01%
46,489
-151,869
153
$1.51M ﹤0.01%
+12,709
154
$1.5M ﹤0.01%
+27,235
155
$1.5M ﹤0.01%
41,125
+24,112
156
$1.49M ﹤0.01%
23,183
-6,185
157
$1.49M ﹤0.01%
29,264
+11,321
158
$1.48M ﹤0.01%
+23,784
159
$1.45M ﹤0.01%
7,898
+5,191
160
$1.43M ﹤0.01%
+11,706
161
$1.43M ﹤0.01%
+11,629
162
$1.43M ﹤0.01%
14,935
+14,058
163
$1.41M ﹤0.01%
+6,731
164
$1.41M ﹤0.01%
+35,716
165
$1.4M ﹤0.01%
+12,856
166
$1.4M ﹤0.01%
+10,648
167
$1.39M ﹤0.01%
+11,765
168
$1.38M ﹤0.01%
3,557
+481
169
$1.37M ﹤0.01%
53,404
-49,554
170
$1.37M ﹤0.01%
+115,578
171
$1.36M ﹤0.01%
+17,071
172
$1.36M ﹤0.01%
38,872
+25,078
173
$1.35M ﹤0.01%
17,973
+16,113
174
$1.35M ﹤0.01%
+16,835
175
$1.34M ﹤0.01%
+34,281