Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.43B
AUM Growth
-$206M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,516
New
Increased
Reduced
Closed

Top Buys

1 +$29.2M
2 +$19.6M
3 +$17.3M
4
AGN
Allergan plc
AGN
+$16.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$14.4M

Top Sells

1 +$86.4M
2 +$58.6M
3 +$49.6M
4
AAPL icon
Apple
AAPL
+$48.8M
5
NTES icon
NetEase
NTES
+$32.4M

Sector Composition

1 Consumer Discretionary 18.31%
2 Technology 17.31%
3 Healthcare 11.47%
4 Communication Services 11.25%
5 Industrials 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$1.62M 0.07%
26,485
+25,302
152
$1.61M 0.07%
38,473
+13,849
153
$1.6M 0.07%
+19,571
154
$1.59M 0.07%
+96,835
155
$1.59M 0.07%
7,180
+1,225
156
$1.57M 0.07%
28,403
+26,199
157
$1.56M 0.07%
27,751
+24,316
158
$1.54M 0.07%
15,626
+1,971
159
$1.54M 0.07%
70,396
+60,369
160
$1.53M 0.07%
41,628
+20,388
161
$1.53M 0.07%
+7,004
162
$1.48M 0.06%
27,683
+22,656
163
$1.48M 0.06%
33,046
+30,527
164
$1.48M 0.06%
15,757
+13,544
165
$1.48M 0.06%
13,139
+8,268
166
$1.41M 0.06%
+34,692
167
$1.39M 0.06%
21,641
-229,651
168
$1.38M 0.06%
+16,789
169
$1.37M 0.06%
+12,375
170
$1.37M 0.06%
+32,676
171
$1.36M 0.06%
+21,280
172
$1.36M 0.06%
+13,090
173
$1.35M 0.06%
69,647
-117,016
174
$1.31M 0.06%
14,288
+6,476
175
$1.31M 0.06%
+5,887