Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.64B
AUM Growth
+$126M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,534
New
Increased
Reduced
Closed

Top Buys

1 +$44.9M
2 +$31.7M
3 +$26.1M
4
BKNG icon
Booking.com
BKNG
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.2M

Top Sells

1 +$42.8M
2 +$32.3M
3 +$21.9M
4
MU icon
Micron Technology
MU
+$21.2M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$17.7M

Sector Composition

1 Consumer Discretionary 21.41%
2 Technology 19.71%
3 Communication Services 17.68%
4 Healthcare 6.08%
5 Financials 5.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$1.62M 0.07%
17,659
-6,429
152
$1.62M 0.07%
25,069
+15,406
153
$1.6M 0.07%
74,260
-28,113
154
$1.6M 0.07%
123,232
-42,322
155
$1.59M 0.07%
13,647
-14,377
156
$1.58M 0.06%
12,575
-1,517
157
$1.58M 0.06%
15,499
+1,993
158
$1.57M 0.06%
69,575
+39,154
159
$1.57M 0.06%
+10,276
160
$1.57M 0.06%
12,101
-2,699
161
$1.56M 0.06%
13,464
-24,273
162
$1.53M 0.06%
42,427
+12,060
163
$1.51M 0.06%
+9,010
164
$1.46M 0.06%
+12,405
165
$1.46M 0.06%
46,662
-14,757
166
$1.46M 0.06%
9,420
-7,777
167
$1.46M 0.06%
+12,394
168
$1.45M 0.06%
+30,383
169
$1.44M 0.06%
+15,893
170
$1.41M 0.06%
31,398
-12,758
171
$1.41M 0.06%
+23,516
172
$1.4M 0.06%
18,172
+17,972
173
$1.4M 0.06%
+11,801
174
$1.4M 0.06%
8,669
+8,555
175
$1.38M 0.06%
+224,150