Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$2.06M 0.09%
69,271
+33,769
152
$2.02M 0.09%
+85,398
153
$2.01M 0.09%
21,301
-19,422
154
$2M 0.09%
43,063
+39,389
155
$1.99M 0.09%
+73,364
156
$1.99M 0.09%
19,518
+11,606
157
$1.93M 0.08%
+11,792
158
$1.93M 0.08%
+34,940
159
$1.89M 0.08%
35,528
+11,036
160
$1.86M 0.08%
+18,994
161
$1.85M 0.08%
27,332
+24,885
162
$1.85M 0.08%
77,477
+30,588
163
$1.78M 0.08%
110,460
+44,418
164
$1.76M 0.08%
36,020
+29,396
165
$1.75M 0.08%
33,372
+30,712
166
$1.75M 0.08%
35,600
-42,094
167
$1.73M 0.07%
46,026
-4,128
168
$1.73M 0.07%
+83,322
169
$1.72M 0.07%
51,035
+2,599
170
$1.72M 0.07%
21,368
+21,211
171
$1.72M 0.07%
107,478
-108,582
172
$1.72M 0.07%
39,949
+1,253
173
$1.71M 0.07%
+58,709
174
$1.71M 0.07%
+82,493
175
$1.68M 0.07%
+126,084