Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,559
New
Increased
Reduced
Closed

Top Buys

1 +$49.8M
2 +$24.5M
3 +$23.5M
4
AMZN icon
Amazon
AMZN
+$22.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.5M

Top Sells

1 +$17.4M
2 +$13.5M
3 +$8.62M
4
GS icon
Goldman Sachs
GS
+$8.5M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.39%
3 Healthcare 11.91%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$1.15M 0.12%
+16,019
152
$1.15M 0.12%
11,707
+6,824
153
$1.14M 0.12%
+17,229
154
$1.12M 0.12%
46,834
+41,837
155
$1.12M 0.12%
34,621
+34,117
156
$1.12M 0.11%
+4,812
157
$1.09M 0.11%
46,889
+34,056
158
$1.09M 0.11%
27,429
+26,768
159
$1.09M 0.11%
+12,872
160
$1.09M 0.11%
35,502
+10,250
161
$1.09M 0.11%
+13,174
162
$1.08M 0.11%
+16,374
163
$1.08M 0.11%
58,504
+58,138
164
$1.06M 0.11%
+59,216
165
$1.04M 0.11%
+9,994
166
$1.03M 0.11%
457
+388
167
$1.02M 0.11%
+9,772
168
$1.01M 0.1%
8,299
-8,720
169
$997K 0.1%
55,009
+42,239
170
$978K 0.1%
45,820
+38,268
171
$965K 0.1%
17,367
-3,666
172
$963K 0.1%
27,066
+15,337
173
$962K 0.1%
66,042
-27,238
174
$956K 0.1%
12,553
+8,439
175
$955K 0.1%
+19,855