Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$781M
AUM Growth
-$9.81M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,587
New
Increased
Reduced
Closed

Top Buys

1 +$16.8M
2 +$16.2M
3 +$15.6M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$15.3M
5
WFC icon
Wells Fargo
WFC
+$11.9M

Sector Composition

1 Communication Services 15.83%
2 Healthcare 15.63%
3 Consumer Discretionary 12.92%
4 Technology 11.44%
5 Financials 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$1.03M 0.07%
+16,355
152
$1.03M 0.07%
8,005
-12,061
153
$1.03M 0.07%
56,993
+17,058
154
$1.02M 0.07%
5,112
+603
155
$1.02M 0.07%
+35,060
156
$1.01M 0.07%
+25,423
157
$1.01M 0.07%
+17,133
158
$1.01M 0.07%
44,751
+17,546
159
$1.01M 0.07%
+22,665
160
$1.01M 0.07%
+20,829
161
$998K 0.07%
+81,070
162
$996K 0.07%
22,517
+906
163
$991K 0.07%
+10,936
164
$989K 0.07%
21,033
+18,712
165
$984K 0.07%
39,383
+35,787
166
$975K 0.07%
15,052
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167
$974K 0.07%
22,060
-93,902
168
$963K 0.07%
+9,616
169
$958K 0.06%
42,196
+35,216
170
$957K 0.06%
41,471
+33,175
171
$949K 0.06%
+10,105
172
$948K 0.06%
9,675
+9,304
173
$925K 0.06%
39,044
-14,144
174
$918K 0.06%
34,727
+7,800
175
$917K 0.06%
+9,507