Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$929K 0.08%
3,849
-4,080
152
$923K 0.08%
+8,244
153
$920K 0.08%
22,333
+9,205
154
$917K 0.08%
50,179
+7,232
155
$916K 0.08%
60,965
+26,257
156
$911K 0.08%
24,886
+2,843
157
$902K 0.08%
26,273
+19,298
158
$901K 0.08%
15,646
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159
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160
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4,171
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161
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162
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163
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164
$842K 0.07%
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165
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10,058
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166
$811K 0.07%
3,929
-8,726
167
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8,223
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168
$799K 0.07%
32,587
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169
$795K 0.07%
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170
$780K 0.07%
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171
$778K 0.07%
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172
$771K 0.06%
3,860
-627
173
$768K 0.06%
+24,163
174
$763K 0.06%
11,678
+3,284
175
$753K 0.06%
8,354
+7,655