Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1701
$70K ﹤0.01%
3,866
+3,853
1702
$70K ﹤0.01%
+2,215
1703
$70K ﹤0.01%
4,400
-18,137
1704
$70K ﹤0.01%
2,085
+2,020
1705
$70K ﹤0.01%
11,531
-17,740
1706
$70K ﹤0.01%
1,025
+47
1707
$70K ﹤0.01%
+5,980
1708
$70K ﹤0.01%
3,326
+1,898
1709
$70K ﹤0.01%
+6,247
1710
$69K ﹤0.01%
13,442
+1,216
1711
$69K ﹤0.01%
+6,789
1712
$69K ﹤0.01%
1,330
+466
1713
$69K ﹤0.01%
14,250
-43,294
1714
$68K ﹤0.01%
2,651
+258
1715
$68K ﹤0.01%
10,123
+8,801
1716
$68K ﹤0.01%
4,390
-51,426
1717
$68K ﹤0.01%
+813
1718
$68K ﹤0.01%
936
+831
1719
$68K ﹤0.01%
+500
1720
$68K ﹤0.01%
299
-6,412
1721
$68K ﹤0.01%
+1,428
1722
$67K ﹤0.01%
2,797
-5,824
1723
$67K ﹤0.01%
3,566
-4,001
1724
$67K ﹤0.01%
+814
1725
$67K ﹤0.01%
525
-9,589