Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1676
$21K ﹤0.01%
565
-3,340
1677
$21K ﹤0.01%
1,373
-1,557
1678
$21K ﹤0.01%
+810
1679
$21K ﹤0.01%
2,819
+1,532
1680
$21K ﹤0.01%
96
-353
1681
$21K ﹤0.01%
+1,700
1682
$21K ﹤0.01%
2,876
-36,369
1683
$21K ﹤0.01%
285
-3
1684
$21K ﹤0.01%
1,707
+879
1685
$20K ﹤0.01%
+548
1686
$20K ﹤0.01%
2,807
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1687
$20K ﹤0.01%
+1,319
1688
$20K ﹤0.01%
27,519
+16,783
1689
$20K ﹤0.01%
1,217
-6
1690
$20K ﹤0.01%
+187
1691
$20K ﹤0.01%
2,573
-179
1692
$20K ﹤0.01%
+1,540
1693
$20K ﹤0.01%
+2,719
1694
$20K ﹤0.01%
1,563
-315
1695
$20K ﹤0.01%
+5,713
1696
$20K ﹤0.01%
1,238
+1,107
1697
$20K ﹤0.01%
+1,481
1698
$20K ﹤0.01%
1,987
+1,475
1699
$20K ﹤0.01%
+556
1700
$20K ﹤0.01%
6,842
-8,923