Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1676
$74K ﹤0.01%
10,756
-18,555
1677
$74K ﹤0.01%
+2,046
1678
$74K ﹤0.01%
4,808
-3,604
1679
0
1680
$73K ﹤0.01%
2,844
-4,868
1681
$73K ﹤0.01%
1,849
+1,146
1682
$73K ﹤0.01%
+867
1683
$73K ﹤0.01%
441
-2,667
1684
$73K ﹤0.01%
4,878
-4,454
1685
$73K ﹤0.01%
2,116
+1,360
1686
$73K ﹤0.01%
+193
1687
$73K ﹤0.01%
42,812
+27,452
1688
$72K ﹤0.01%
824
+294
1689
$72K ﹤0.01%
1,800
-18,509
1690
$72K ﹤0.01%
+1,692
1691
$72K ﹤0.01%
2,085
+571
1692
$72K ﹤0.01%
22,481
-35,479
1693
$72K ﹤0.01%
2,502
-1,344
1694
$71K ﹤0.01%
15,059
+7,241
1695
$71K ﹤0.01%
6,416
-124
1696
$71K ﹤0.01%
1,886
-10,729
1697
$71K ﹤0.01%
+16,697
1698
$71K ﹤0.01%
+2,484
1699
$70K ﹤0.01%
4,466
-19,856
1700
$70K ﹤0.01%
1,463
+1,448